Michael Terrence Sullivan

CRD 2488377 · Wells Fargo Advisors · Bluffton, SC

IA RegisteredBroker

Also appears in the source record as: Michael Terrence Sullivan Jr; Michael Sullivan

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): SIESeries 7Series 24Series 27Series 65Series 66Series 63
Registered states (5): Florida · Georgia · New Jersey · South Carolina · Texas
Years in the industry (source record): 20
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (13)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Bluffton, SC · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Bluffton, SC · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Bluffton, SC · IA capacity

start not retrieved → present
Newbridge Financial Services Group, Inc.
Hilton Head, SC · IA capacity

Nov 2, 2021 → Feb 8, 2023
Newbridge Securities Corporation
Boca Raton, FL · BC capacity

Nov 2, 2021 → Feb 8, 2023
Lpl Financial LLC
Hilton Head, SC · IA capacity

Feb 1, 2021 → Nov 11, 2021
Lpl Financial LLC
Hilton Head, SC · BC capacity

Jan 27, 2021 → Nov 11, 2021
Regal Advisory Services, Inc.
Sea Girt, NJ · IA capacity

Jun 21, 2017 → Mar 2, 2021
Regal Securities, Inc.
Sea Girt, NJ · BC capacity

Jun 14, 2017 → Mar 2, 2021
Bear, Stearns & Co. Inc.
New York, NY · BC capacity

Mar 6, 2006 → Aug 2, 2007
Consolidated Research LLC
New York, NY · BC capacity

Mar 21, 2003 → Mar 2, 2006
Thomson Institutional Services Inc.
New York, NY · BC capacity

Sep 24, 1997 → Apr 1, 2003
J.P. Morgan Securities Inc.
New York, NY · BC capacity

Oct 30, 1996 → Jun 3, 1997

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2488377 ↗ FINRA BrokerCheck record for CRD 2488377 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.