Leonard L. Whitehorn

CRD 2489939 · J.P. Morgan Securities LLC · Newport Beach, CA

IA RegisteredBroker

Also appears in the source record as: Leonard L Whitehorn; Leonard Lorenzo Whitehorn

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 66Series 65Series 63
Registered states (6): California · Montana · New Jersey · Texas · Utah · Washington
Years in the industry (source record): 25
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (14)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Newport Beach, CA · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Newport Beach, CA · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLC
Laguna Beach, CA · BC capacity

Sep 16, 2021 → Dec 10, 2021
Chase Investment Services Corp.
Huntington Beach, CA · BC capacity

Mar 24, 2011 → Oct 1, 2012
Securian Financial Services, Inc.
Newport Beach, CA · BC capacity

Dec 14, 2010 → Mar 8, 2011
Bancwest Investment Services, Inc.
Newport Beach, CA · BC capacity

Feb 6, 2009 → May 19, 2009
Wells Fargo Investments, LLC
Foothill Ranch, CA · IA capacity

Jul 1, 2004 → Feb 28, 2005
Wells Fargo Investments, LLC
San Francisco, CA · BC capacity

Jul 1, 2004 → Feb 28, 2005
Northern Trust Securities, Inc
Newport Beach, CA · IA capacity

Nov 6, 2002 → Jun 27, 2003
Northern Trust Securities, Inc.
Chicago, IL · BC capacity

Nov 6, 2002 → Jun 27, 2003
Morgan Stanley Dw Inc.
Purchase, NY · BC capacity

Nov 9, 1999 → May 22, 2002
Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, NY · BC capacity

Dec 6, 1995 → Oct 22, 1999
Great Western Financial Securities Corporation
Northridge, CA · BC capacity

Nov 9, 1994 → Aug 8, 1995
Chatfield Dean & Co., Inc.
Greenwood Village, CO · BC capacity

Aug 17, 1994 → Oct 24, 1994

Source & corrections

Where this page comes from

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