Mark Robert Gagnon

CRD 2491370 · Fidelity Brokerage Services LLC · Providence, RI

IA RegisteredBroker

Also appears in the source record as: Mark Gagnon

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 66Series 63Series 53Series 24Series 52TOSIESeries 7Series 6
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (16)

From the source registration record · current first

Strategic Advisers LLCCurrent
Manchester, NH · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Manchester, NH · BD capacity

Dec 10, 2018 → present
Fidelity Brokerage Services LLCCurrent
Providence, RI · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Dec 18, 2018 → Mar 31, 2025
Granite State Retirement Planning, Inc.
IA capacity

Apr 25, 2007 → Jul 24, 2018
Triad Advisors LLC
BD capacity

Nov 18, 2008 → Jul 23, 2018
Aig Financial Advisors, Inc.
IA capacity

Dec 12, 2007 → Nov 21, 2008
Aig Financial Advisors, Inc.
BD capacity

Oct 31, 2005 → Nov 21, 2008
Maximum Retirement, Inc.
IA capacity

Jul 19, 2005 → May 21, 2007
Sunamerica Securities, Inc.
BD capacity

Jun 2, 2005 → Oct 31, 2005
Strategic Advisers, Inc.
IA capacity

Feb 28, 2002 → May 2, 2005
Fidelity Brokerage Services LLC
BD capacity

May 3, 2000 → May 2, 2005
Metropolitan Life Insurance Company
BD capacity

Nov 5, 1998 → Apr 25, 2000
Metlife Securities Inc.
BD capacity

Nov 5, 1998 → Apr 25, 2000
Metropolitan Life Insurance Company
BD capacity

Jun 28, 1994 → Jun 2, 1995
Metlife Securities Inc.
BD capacity

Jun 28, 1994 → Jun 2, 1995

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2491370 ↗ FINRA BrokerCheck record for CRD 2491370 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.