Timothy Peter Hill

CRD 2499421 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Delray Beach, FL

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 66Series 65Series 63Series 7TOSIESeries 7
Registered states (19): Alabama · California · Connecticut · Florida · Georgia · Illinois · Massachusetts · Montana · New Hampshire · New Jersey · New York · North Carolina · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Virginia · Wyoming
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (12)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Delray Beach, FL · IA capacity

May 17, 2023 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Delray Beach, FL · BC capacity

start not retrieved → present
Equitable Advisors, LLC
IA capacity

Jul 22, 2022 → Apr 24, 2023
Equitable Advisors, LLC
BD capacity

Jul 9, 2022 → Apr 24, 2023
Thornburg Investment Management Inc
IA capacity

Nov 6, 2013 → Jan 7, 2015
Thornburg Securities Corporation
BD capacity

May 3, 2012 → Jan 7, 2015
Funds Distributor, LLC
BD capacity

May 18, 2010 → Apr 4, 2012
Neuberger Berman, LLC
BD capacity

Jan 30, 2007 → Jun 3, 2008
Lehman Brothers Inc.
BD capacity

Aug 16, 2002 → Feb 1, 2007
Warburg Dillon Read LLC
BD capacity

Jun 29, 1998 → Oct 30, 1998
Sbc Warburg Dillon Read Inc.
BD capacity

Sep 2, 1997 → Jun 29, 1998
Sbc Warburg, Inc.
BD capacity

Jun 20, 1994 → Sep 2, 1997

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2499421 ↗ FINRA BrokerCheck record for CRD 2499421 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.