Michael Welton

CRD 2500422 · Fidelity Brokerage Services LLC · Smithfield, RI

IA RegisteredBroker

Also appears in the source record as: Michael Lee Welton

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 65Series 63Series 10Series 9Series 24SIESeries 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (17)

From the source registration record · current first

Strategic Advisers LLCCurrent
South Lyon, MI · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
South Lyon, MI · BD capacity

May 10, 2012 → present
Fidelity Brokerage Services LLCCurrent
Smithfield, RI · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Jul 13, 2018 → Mar 31, 2025
Strategic Advisers LLC
IA capacity

Oct 3, 2012 → Jul 13, 2018
Tiaa-Cref Individual & Institutional Services, LLC
BD capacity

Jul 21, 2011 → Mar 26, 2012
Teachers Personal Investors Services, Inc.
BD capacity

May 28, 2010 → Jul 21, 2011
Verity Investments, Inc.
BD capacity

Dec 27, 2009 → May 14, 2010
Fidelity Brokerage Services LLC
BD capacity

Jan 1, 2008 → Feb 18, 2009
Fidelity Investments Institutional Services Company, Inc.
BD capacity

Jun 8, 2007 → Jan 1, 2008
Strategic Advisers, Inc.
IA capacity

Jul 24, 2000 → May 8, 2007
Fidelity Brokerage Services LLC
BD capacity

May 12, 2000 → May 8, 2007
Old Kent Financial Advisors
BD capacity

Aug 24, 1999 → May 9, 2000
National Planning Corporation
BD capacity

Jun 25, 1999 → Aug 19, 1999
Fsc Securities Corporation
BD capacity

May 9, 1997 → Jun 28, 1999
American Express Financial Advisors Inc.
BD capacity

Aug 17, 1994 → May 19, 1997
Ids Life Insurance Company
BD capacity

Aug 17, 1994 → May 9, 1997

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2500422 ↗ FINRA BrokerCheck record for CRD 2500422 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.