Bruce B Gould
Also appears in the source record as: Bruce Barnom Gould; Bruce Barnum Gould; Bruce Gould
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (11)
- Series 66Series 63Series 10Series 9Series 53Series 4Series 24Series 8Series 52TOSIESeries 7
- Registered states (53)
- Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
- Years in the industry (source record)
- 32
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (10)
From the source registration record · current first
-
Jun 15, 2021 → present
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Feb 4, 2020 → May 27, 2021
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Feb 4, 2020 → May 27, 2021
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Morgan StanleyBD capacityJan 30, 2018 → Jan 21, 2020
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Morgan StanleyIA capacityJan 30, 2018 → Jan 21, 2020
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Nov 4, 2010 → May 24, 2017
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Oct 23, 2009 → May 24, 2017
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Banc Of America Investment Services, Inc.BD capacityOct 20, 2004 → Oct 23, 2009
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Quick & Reilly, Inc.BD capacityMay 5, 2000 → Oct 20, 2004
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Td Waterhouse Investor Services, Inc.BD capacityAug 5, 1994 → Mar 31, 2000
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.