Kandi Graham

CRD 2503872 · Edward Jones · Rutland, VT

IA RegisteredBroker

Also appears in the source record as: Kandi G Carlson; Kandi A Graham

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 66Series 63SIESeries 7
Registered states (29): Alabama · Alaska · Arizona · California · Colorado · Connecticut · Florida · Illinois · Indiana · Maine · Maryland · Massachusetts · Michigan · Montana · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Vermont · Washington · Wisconsin
Years in the industry (source record): 27
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Edward Jones
Firm CRD: 250
SEC number: 801-3297
Assets under management: $1.0T as of Jun 29, 2026
Website: www.twitter.com/EDWARDJONES ↗
Phone: 314-515-2000
Firm location: St. Louis, MO, 63131

Employment history (9)

From the source registration record · current first

Edward JonesCurrent
Rutland, VT · IA capacity

May 10, 2023 → present
Edward JonesCurrent
Rutland, VT · BC capacity

start not retrieved → present
Stifel, Nicolaus & Company, Incorporated
BD capacity

Jun 23, 2008 → Jan 19, 2023
Rbc Capital Markets Corporation
BD capacity

May 20, 2008 → Jul 10, 2008
Ubs Financial Services Inc.
BD capacity

Jan 5, 2006 → May 29, 2008
Morgan Stanley Dw Inc.
BD capacity

May 30, 2003 → Apr 16, 2004
Morgan Stanley Dw Inc.
BD capacity

Nov 21, 2000 → Apr 30, 2003
Edward Jones
BD capacity

Sep 1, 2000 → Dec 21, 2000
Salomon Smith Barney Inc.
BD capacity

Dec 20, 1999 → Apr 12, 2000

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2503872 ↗ FINRA BrokerCheck record for CRD 2503872 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.