John P. Dunn

CRD 2510088 · Fidelity Brokerage Services LLC · Smithfield, RI

IA RegisteredBroker

Also appears in the source record as: John P Dunn; John Dunn; John Patrick Dunn

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 63Series 65Series 7TOSIESeries 7Series 6
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2510088 contains one or more disclosure events as of Aug 20, 2026.

findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:

FINRA BrokerCheck ↗ · SEC IAPD ↗

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (15)

From the source registration record · current first

Strategic Advisers LLCCurrent
Bedford, NY · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Bedford, NY · BD capacity

Mar 7, 2022 → present
Fidelity Brokerage Services LLCCurrent
Smithfield, RI · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Mar 25, 2022 → Mar 31, 2025
Northwestern Mutual Investment Services, LLC
BD capacity

Jan 6, 2020 → Jul 10, 2020
Northwestern Mutual Investment Services,llc
IA capacity

Nov 26, 2019 → Jul 10, 2020
Strategic Advisers, Inc.
IA capacity

Dec 9, 2013 → Dec 4, 2017
Fidelity Brokerage Services LLC
BD capacity

Feb 5, 2013 → Nov 30, 2017
Ubs Financial Services Inc.
IA capacity

Jan 25, 2011 → Jan 16, 2013
Ubs Financial Services Inc.
BD capacity

Jan 11, 2011 → Jan 16, 2013
Nationwide Securities, LLC
BD capacity

Feb 2, 2010 → Dec 17, 2010
Tiaa-Cref Advice And Planning Services
IA capacity

Sep 4, 2007 → Mar 25, 2009
Tiaa-Cref Individual & Institutional Services, LLC
BD capacity

May 17, 2007 → Mar 25, 2009
Northwestern Mutual Investment Services, LLC
BD capacity

Aug 15, 2006 → May 8, 2007
Tiaa-Cref Individual & Institutional Services, LLC
BD capacity

Oct 13, 1994 → Mar 31, 2005

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2510088 ↗ FINRA BrokerCheck record for CRD 2510088 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.