Richard Neil Gardner

CRD 2511341 · Edward Jones · Lincolnwood, IL

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 66Series 65Series 63SIESeries 7Series 6
Registered states (20): Arizona · California · Colorado · Connecticut · Florida · Illinois · Indiana · Kentucky · Maryland · Michigan · New Jersey · New York · North Carolina · Ohio · Oregon · Pennsylvania · Tennessee · Virginia · Washington · Wisconsin
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Edward Jones
Firm CRD: 250
SEC number: 801-3297
Assets under management: $1.0T as of Jun 29, 2026
Website: www.twitter.com/EDWARDJONES ↗
Phone: 314-515-2000
Firm location: St. Louis, MO, 63131

Employment history (11)

From the source registration record · current first

Edward JonesCurrent
Lincolnwood, IL · IA capacity

Jan 12, 2009 → present
Edward JonesCurrent
Lincolnwood, IL · BC capacity

start not retrieved → present
Foreside Fund Services, LLC
BD capacity

Dec 5, 2006 → Dec 10, 2007
Mercantile Investment Services, Inc.
BD capacity

Mar 4, 2005 → Dec 4, 2006
M&t Securities, Inc.
IA capacity

Mar 2, 2004 → Oct 6, 2004
M&t Securities, Inc.
BD capacity

Feb 24, 2004 → Oct 6, 2004
New England Securities Corporation
IA capacity

Dec 20, 2002 → Feb 6, 2004
New England Securities
BD capacity

Oct 7, 2002 → Feb 6, 2004
Deutsche Bank Securities Inc.
IA capacity

Jul 15, 2002 → Aug 12, 2002
Deutsche Bank Securities Inc.
BD capacity

Jan 13, 2001 → Aug 12, 2002
Db Alex. Brown LLC
BD capacity

Jan 10, 2000 → Jan 13, 2001

Source & corrections

Where this page comes from

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Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.