Nicholas F Gambella

CRD 2512469 · J.P. Morgan Securities LLC · Brooklyn, NY

IA RegisteredBroker

Also appears in the source record as: Nicholas Francis Gambella; Nick Gambella

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 65Series 63
Registered states (24): California · Colorado · Connecticut · District Of Columbia · Florida · Georgia · Illinois · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Nebraska · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Pennsylvania · Rhode Island · Texas · Vermont · Virginia
Years in the industry (source record): 31
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2512469 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (10)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Brooklyn, NY · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Brooklyn, NY · BC capacity

start not retrieved → present
Chase Investment Services Corp.
Brooklyn, NY · IA capacity

Jul 22, 2002 → Oct 1, 2012
Chase Investment Services Corp.
Brooklyn, NY · BC capacity

Feb 13, 2002 → Oct 1, 2012
Prime Capital Services, Inc.
Poughkeepsie, NY · BC capacity

Dec 18, 2001 → Feb 19, 2002
Josephthal & Co., Inc.
New York, NY · BC capacity

May 15, 2001 → Dec 3, 2001
First Union Securities, Inc.
St. Louis, MO · BC capacity

Aug 11, 2000 → May 21, 2001
A. G. Edwards & Sons, Inc.
St. Louis, MO · BC capacity

Jul 17, 1995 → Aug 22, 2000
A. T. Brod & Co. Inc.
Cleveland, OH · BC capacity

Feb 23, 1995 → Apr 12, 1995
Robert Todd Financial Corp.
New York, NY · BC capacity

Jul 29, 1994 → Dec 23, 1994

Source & corrections

Where this page comes from

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