Jason Vick

CRD 2515633 · Fidelity Brokerage Services LLC · Broomfield, CO

IA RegisteredBroker

Also appears in the source record as: Jason C Vick; Jason Christopher Vick

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (11): SIESeries 7Series 56Series 55Series 3Series 31Series 9Series 10Series 66Series 65Series 63
Registered states (24): Arizona · California · Colorado · Connecticut · Florida · Georgia · Hawaii · Kansas · Kentucky · Massachusetts · Nebraska · Nevada · New Hampshire · New Mexico · New York · North Carolina · Ohio · Oregon · South Dakota · Tennessee · Texas · Virginia · Washington · Wyoming
Years in the industry (source record): 20
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (16)

From the source registration record · current first

Strategic Advisers LLCCurrent
Broomfield, CO · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
Broomfield, CO · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
Broomfield, CO · IA capacity

Jul 13, 2018 → Mar 31, 2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Denver, CO · IA capacity

Mar 22, 2013 → Sep 3, 2013
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Denver, CO · BC capacity

Jan 25, 2013 → Sep 3, 2013
Broad Street Securities Group, LLC
New York, NY · BC capacity

May 12, 2011 → May 21, 2012
Chase Investment Services Corp.
Greenwood, CO · IA capacity

Oct 25, 2005 → Feb 1, 2006
Chase Investment Services Corp.
Chicago, IL · BC capacity

Oct 25, 2005 → Feb 1, 2006
Waddell & Reed, Inc.
Denver, CO · IA capacity

Jan 1, 2005 → Oct 26, 2005
Waddell & Reed, Inc.
Overland Park, KS · BC capacity

Dec 7, 2004 → Oct 26, 2005
Assent LLC
Bolingbrook, IL · BC capacity

Mar 3, 2003 → Jan 12, 2004
Andover Brokerage, L.L.C.
Montebello, NY · BC capacity

Jun 26, 2001 → Mar 3, 2003
Market Wise Securities, Inc.
Chicago, IL · BC capacity

Dec 20, 2000 → May 18, 2001
U.S. Securities & Futures Corp.
New York, NY · BC capacity

Jul 31, 1999 → Oct 23, 2000
Dean Witter Reynolds Inc.
Purchase, NY · BC capacity

Dec 2, 1996 → Aug 11, 1997
Charles Schwab & Co., Inc.
Westlake, TX · BC capacity

Jul 31, 1996 → Oct 24, 1996

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2515633 ↗ FINRA BrokerCheck record for CRD 2515633 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.