Stephen Leroy Howlett

CRD 251622 · Morgan Stanley · Boston, MA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 63Series 7TOSIESeries 3Series 5PCSeries 1
Registered states (36): Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oregon · Pennsylvania · Rhode Island · South Carolina · Texas · Utah · Vermont · Virginia · Washington · Wyoming
Years in the industry (source record): 56
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 251622 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (5)

From the source registration record · current first

Morgan StanleyCurrent
Boston, MA · IA capacity

May 12, 2020 → present
Morgan Stanley & Co. Incorporated
BD capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley Dw Inc.
BD capacity

Apr 27, 1985 → Apr 2, 2007
Reynolds Securities, Inc.
BD capacity

Jun 20, 1972 → Feb 24, 1978
Dominick & Dominick, Incorporated
BD capacity

May 11, 1970 → Jul 26, 1972

Source & corrections

Where this page comes from

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