Mark Conrad Lajoie
Also appears in the source record as: Mark La Joie; Mark Lajoie
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (8)
- SIESeries 7Series 6Series 9Series 10Series 66Series 65Series 63
- Registered states (21)
- Alabama · Arizona · Arkansas · California · Colorado · District Of Columbia · Florida · Georgia · Kansas · Massachusetts · Michigan · Missouri · Montana · Nevada · North Carolina · Ohio · Pennsylvania · Tennessee · Texas · Virginia · Washington
- Years in the industry (source record)
- 31
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Wells Fargo Advisors
- Firm CRD
- 19616
- SEC number
- 801-37967
- Assets under management
- $671.4B as of Jun 23, 2026
- Website
- www.twitter.com/WFINVESTING ↗
- Phone
- 314-875-3000
- Firm location
- St. Louis, MO, 63103-2205
Employment history (14)
From the source registration record · current first
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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Merrill Lynch, Pierce, Fenner & Smith IncorporatedColorado Springs, CO · IA capacityNov 4, 2009 → Sep 1, 2016
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Merrill Lynch, Pierce, Fenner & Smith IncorporatedColorado Springs, CO · BC capacityNov 4, 2009 → Sep 1, 2016
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Wells Fargo Investments, LLCColorado Springs, CO · IA capacityNov 17, 2003 → Nov 5, 2009
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Wells Fargo Investments, LLCColorado Springs, CO · BC capacityNov 17, 2003 → Nov 5, 2009
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The Advisors Group, Inc.Greenwood Villiage, CO · IA capacityApr 2, 2003 → Oct 29, 2003
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The Advisors Group, Inc.Bethesda, MD · BC capacityDec 4, 2000 → Oct 29, 2003
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Allstate Financial Services, LLCLincoln, NE · BC capacityFeb 18, 2000 → Nov 30, 2000
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Sunamerica Securities, Inc.Phoenix, AZ · BC capacityApr 18, 1996 → Mar 1, 2000
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New England SecuritiesNew York, NY · BC capacityJul 29, 1994 → Apr 9, 1996
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.