Arthur Harrison Shad

CRD 2518218 · Morgan Stanley · Jacksonville, FL

IA RegisteredBroker

Also appears in the source record as: Art Shad Jr; Art Shad

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (30): Alabama · Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Kentucky · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Montana · New Jersey · New Mexico · New York · North Carolina · Ohio · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Virginia · Washington · West Virginia · Wyoming
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (7)

From the source registration record · current first

Morgan StanleyCurrent
Jacksonville, FL · IA capacity

Jun 1, 2009 → present
Morgan Stanley & Co. Incorporated
IA capacity

Jan 16, 2009 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
BD capacity

Dec 12, 2008 → Jun 1, 2009
Wachovia Securities, LLC
IA capacity

Jul 5, 2005 → Dec 12, 2008
Wachovia Securities, LLC
BD capacity

Jul 1, 2005 → Dec 12, 2008
Ubs Financial Services Inc.
IA capacity

Dec 6, 1994 → Jul 28, 2005
Ubs Financial Services Inc.
BD capacity

Nov 29, 1994 → Jul 28, 2005

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2518218 ↗ FINRA BrokerCheck record for CRD 2518218 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.