Timothy H. Haab

CRD 2518571 · J.P. Morgan Securities LLC · New York, NY

IA RegisteredBroker

Also appears in the source record as: Tim Haab; Timothy Hegeman Haab

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 6TOSIESeries 7Series 9Series 66
Registered states (23): Alabama · California · Connecticut · District Of Columbia · Florida · Georgia · Hawaii · Illinois · Indiana · Iowa · Kansas · Kentucky · Massachusetts · Nevada · New Jersey · New York · North Carolina · Ohio · Pennsylvania · South Carolina · Texas · Virginia · Wisconsin
Years in the industry (source record): 31
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (17)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
New York, NY · BC capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
New York, NY · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
New York, NY · IA capacity

start not retrieved → present
Chase Investment Services Corp.
New York, NY · IA capacity

Jul 12, 2012 → Oct 1, 2012
Chase Investment Services Corp.
New York, NY · BC capacity

Jul 12, 2012 → Oct 1, 2012
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Bradenton, FL · IA capacity

Oct 23, 2009 → Jul 5, 2012
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Bradenton, FL · BC capacity

Oct 23, 2009 → Jul 5, 2012
Banc Of America Investment Services, Inc.
Bradenton, FL · IA capacity

Dec 10, 2007 → Oct 23, 2009
Banc Of America Investment Services, Inc.
Bradenton, FL · BC capacity

Dec 7, 2007 → Oct 23, 2009
Rbc Dain Rauscher Inc.
St. Petersburg, FL · IA capacity

Nov 3, 2006 → Dec 21, 2007
Rbc Dain Rauscher Inc.
St. Petersburg, FL · BC capacity

Oct 23, 2006 → Dec 21, 2007
Rbc Centura Securities, Inc.
Tampa, FL · BC capacity

Mar 14, 2005 → Oct 23, 2006
Nylife Securities Inc.
New York, NY · BC capacity

Mar 20, 2000 → Mar 31, 2005
Metropolitan Life Insurance Company
New York, NY · BC capacity

Feb 8, 1995 → Feb 1, 2000
Metlife Securities Inc.
Springfield, MA · BC capacity

Feb 8, 1995 → Feb 1, 2000
Ids Life Insurance Company
Minneapolis, MN · BC capacity

Aug 17, 1994 → Oct 25, 1994
American Express Financial Advisors Inc.
Minneapolis, MN · BC capacity

Aug 17, 1994 → Oct 25, 1994

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2518571 ↗ FINRA BrokerCheck record for CRD 2518571 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.