Christopher A Donofrio

CRD 2519133 · Charles Schwab & Co., Inc. · Phoenix, AZ

IA RegisteredBroker

Also appears in the source record as: Christopher Anthony Donofric; Chris Donofrio; Christopher Anthony Donofrio; Christopher Donofrio

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 66Series 63
Registered states (15): Arizona · California · Colorado · Florida · Hawaii · Idaho · Michigan · Nevada · New Hampshire · New York · Oregon · Tennessee · Texas · Virginia · Washington
Years in the industry (source record): 22
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (15)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Phoenix, AZ · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Phoenix, AZ · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Phoenix, AZ · IA capacity

start not retrieved → present
E*trade Capital Management, LLC
Gilbert, AZ · IA capacity

Dec 26, 2018 → Sep 16, 2021
E*trade Securities LLC
Gilbert, AZ · BC capacity

Dec 20, 2018 → Sep 16, 2021
Td Ameritrade, Inc.
Scottsdale, AZ · IA capacity

Dec 21, 2009 → Apr 6, 2017
Td Ameritrade Investment Management, LLC
Scottsdale, AZ · IA capacity

Dec 21, 2009 → Apr 6, 2017
Td Ameritrade, Inc.
Scottsdale, AZ · BC capacity

Dec 15, 2009 → Apr 6, 2017
Brough Investment Advisors
Chicago, IL · IA capacity

Jul 20, 2009 → Nov 16, 2009
Citigroup Global Markets Inc.
Chicago, IL · IA capacity

Aug 4, 2008 → May 28, 2009
Citigroup Global Markets Inc.
Chicago, IL · BC capacity

Jul 3, 2008 → May 28, 2009
Eisner Securities, Inc.
St. Louis, MO · BC capacity

May 26, 2000 → Oct 1, 2001
American Fronteer Financial Corporation
Denver, CO · BC capacity

Mar 24, 1997 → Nov 22, 2000
H.J. Meyers & Co., Inc.
Rochester, NY · BC capacity

Nov 13, 1995 → Apr 4, 1997
L.C. Wegard & Co., Inc.
New York, NY · BC capacity

Dec 12, 1994 → Nov 15, 1995

Source & corrections

Where this page comes from

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