Dominick Santangelo

CRD 2522101 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Dallas, TX

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 65Series 63Series 10Series 9SIESeries 3Series 31Series 7
Registered states (12): Alabama · Arkansas · Colorado · Connecticut · Florida · Georgia · Louisiana · New Mexico · Ohio · Tennessee · Texas · Utah
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2522101 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (6)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Dallas, TX · IA capacity

Oct 26, 2023 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Dallas, TX · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLC
BD capacity

Jul 21, 2005 → Nov 9, 2023
Wells Fargo Clearing Services, LLC
IA capacity

Jul 21, 2005 → Nov 9, 2023
Morgan Stanley
IA capacity

Mar 17, 2003 → Jul 6, 2005
Morgan Stanley Dw Inc.
BD capacity

Sep 2, 1994 → Jul 6, 2005

Source & corrections

Where this page comes from

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