Paul K San

CRD 2522992 · Wells Fargo Advisors · Newbury Park, CA

IA RegisteredBroker

Also appears in the source record as: Paul Kien San

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 65Series 63
Registered states (8): California · Colorado · Georgia · Idaho · North Carolina · Oregon · Texas · Washington
Years in the industry (source record): 30
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2522992 contains one or more disclosure events as of Aug 20, 2026.

findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:

FINRA BrokerCheck ↗ · SEC IAPD ↗

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (15)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Newbury Park, CA · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Newbury Park, CA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Newbury Park, CA · IA capacity

start not retrieved → present
J.P. Morgan Securities LLC
Thousand Oaks, CA · IA capacity

May 31, 2013 → Oct 22, 2022
J.P. Morgan Securities LLC
Thousand Oaks, CA · BC capacity

May 31, 2013 → Oct 22, 2022
Wells Fargo Investments, LLC
Ventura, CA · IA capacity

Oct 3, 2007 → Jan 3, 2011
Wells Fargo Investments, LLC
Ventura, CA · BC capacity

Oct 2, 2007 → Jan 3, 2011
Metlife Investors Distribution Company
Irvine, CA · BC capacity

Dec 11, 2004 → Aug 28, 2007
Metlife Investors Distribution Company
Newport Beach, CA · BC capacity

Jun 17, 2003 → Dec 11, 2004
World Group Securities, Inc.
Duluth, GA · BC capacity

Apr 12, 2002 → Mar 13, 2003
Wma Securities, Inc.
Duluth, GA · BC capacity

Feb 15, 2002 → Apr 12, 2002
Ubs Painewebber Inc.
Weehawken, NJ · BC capacity

Jun 13, 2000 → Mar 7, 2001
Axa Advisors, LLC
New York, NY · BC capacity

Apr 4, 1995 → Jun 15, 2000
The Equitable Life Assurance Society Of The United States
New York, NY · BC capacity

Apr 4, 1995 → Jan 5, 2000
Invest Financial Corporation
Appleton, WI · BC capacity

Oct 13, 1994 → Mar 20, 1995

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2522992 ↗ FINRA BrokerCheck record for CRD 2522992 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.