Samuel George Britton

CRD 2524392 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Wayne, NJ

IA RegisteredBroker

Also appears in the source record as: Samuel George Britton Jr; Samuel George Britton Sr; Samuel George Britton Jr.; Samuel Britton Jr.

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIESeries 31Series 7
Registered states (16): Arizona · California · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Maryland · New Hampshire · New Jersey · New York · North Carolina · Pennsylvania · South Carolina · Virginia · Wisconsin
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (10)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Wayne, NJ · IA capacity

Jun 27, 2014 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Wayne, NJ · BC capacity

start not retrieved → present
Morgan Stanley
BD capacity

Jun 1, 2009 → Jul 8, 2014
Morgan Stanley
IA capacity

Jun 1, 2009 → Jul 8, 2014
Morgan Stanley & Co. Incorporated
BD capacity

Feb 11, 2008 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
IA capacity

Feb 11, 2008 → Jun 1, 2009
Ubs Financial Services Inc.
IA capacity

May 23, 2002 → Feb 27, 2008
Ubs Financial Services Inc.
BD capacity

Nov 3, 2000 → Feb 27, 2008
Dean Witter Reynolds Inc.
BD capacity

Apr 24, 1995 → Nov 8, 2000
Commonwealth Associates
BD capacity

Aug 22, 1994 → May 2, 1995

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2524392 ↗ FINRA BrokerCheck record for CRD 2524392 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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