Richard G Jimenez
Also appears in the source record as: Rich Gilbert Jimenez; Richard Gilbert Jimenez
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (10)
- Series 66Series 63Series 24Series 10Series 9Series 7TOSIESeries 79Series 3Series 7
- Registered states (9)
- California · Connecticut · Florida · Georgia · Massachusetts · New York · North Dakota · Ohio · Texas
- Years in the industry (source record)
- 32
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Edward Jones
- Firm CRD
- 250
- SEC number
- 801-3297
- Assets under management
- $1.0T as of Jun 29, 2026
- Website
- www.twitter.com/EDWARDJONES ↗
- Phone
- 314-515-2000
- Firm location
- St. Louis, MO, 63131
Employment history (8)
From the source registration record · current first
-
Apr 2, 2025 → present
-
start not retrieved → present
-
Deutsche Bank Securities Inc.BD capacityNov 6, 2013 → Mar 2, 2018
-
Deutsche Bank Securities Inc.BD capacityJun 7, 1999 → May 3, 2012
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Bt Alex. Brown IncorporatedBD capacityAug 19, 1997 → Jun 7, 1999
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Bt Alex. Brown IncorporatedBD capacityAug 30, 1996 → Jun 7, 1999
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Credit Research And Trading LLCBD capacityMay 24, 1995 → Aug 27, 1996
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Kidder, Peabody & Co. IncorporatedBD capacityAug 22, 1994 → Jan 16, 1995
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.