John Bertucelli
Also appears in the source record as: John Andrew Bertucelli
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Not registered in this capacity
- Exams passed (10)
- Series 57TOSIESeries 3Series 55Series 7Series 4Series 9Series 10Series 24Series 63
- Registered states
- Not yet retrieved from the source record
- Years in the industry (source record)
- 27
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- J.P. Morgan Securities LLC
- Firm CRD
- 79
- SEC number
- 801-3702
- Assets under management
- $429.7B as of Jun 30, 2026
- Website
- wealthpartners.jpmorgan.com ↗
- Phone
- 800-999-2000
- Firm location
- New York, NY, 10017
Employment history (12)
From the source registration record · current first
-
start not retrieved → present
-
Cft Securities, LLCPrinceton, NJ · BC capacityJan 10, 2012 → Sep 4, 2012
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Chicago Analytic Trading Company, LLCNew York, NY · BC capacityMay 19, 2010 → Dec 23, 2011
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Cantor Fitzgerald & Co.New York, NY · BC capacityDec 15, 2008 → Jul 17, 2009
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Td Securities (USA) LLCNew York, NY · BC capacityJun 30, 2006 → Nov 6, 2008
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Td Waterhouse Investor Services, Inc.Omaha, NE · BC capacityAug 15, 2002 → Feb 6, 2006
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R. J. Thompson Securities, Inc.Jersey City, NJ · BC capacityOct 17, 2003 → Apr 30, 2004
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Wedbush Morgan Securities Inc.Pasadena, CA · BC capacityMar 6, 2000 → Apr 22, 2002
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Dreyfus Brokerage Services, Inc.Los Angeles, CA · BC capacityJun 24, 1998 → Feb 11, 2000
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The Dreyfus Service CorporationNew York, NY · BC capacityDec 21, 1996 → Sep 23, 1998
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Charles Schwab & Co., Inc.Westlake, TX · BC capacityNov 27, 1995 → Oct 29, 1996
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The Harriman Group, Inc.Jericho, NY · BC capacityJan 31, 1995 → May 26, 1995
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.