Andrew M Grayson

CRD 2526632 · J.P. Morgan Securities LLC · New York, NY

Broker

Also appears in the source record as: Andrew Milton Grayson

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Not registered in this capacity
Exams passed (12): Series 99TOSeries 57TOSIESeries 3Series 55Series 7Series 10Series 9Series 4Series 28Series 24Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 30
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2526632 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (7)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
New York, NY · BC capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
New York, NY · IA capacity

start not retrieved → present
J.P. Morgan Securities Inc.
New York, NY · BC capacity

Mar 24, 2006 → Oct 1, 2008
Neovest Trading
New York, NY · BC capacity

May 5, 1999 → Dec 15, 2006
First Southeastern Securities Group, Incorporated
Tampa, FL · BC capacity

Mar 16, 1995 → Mar 19, 1996
Robert Thomas Securities, Inc
St. Petersburg, FL · BC capacity

Sep 27, 1994 → Dec 13, 1995
Investors Associates, Inc.
Hackensack, NJ · BC capacity

Sep 16, 1994 → Oct 3, 1994

Source & corrections

Where this page comes from

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