Fausto Pereira Lima

CRD 2529072 · Morgan Stanley · Long Island City, NY

IA RegisteredBroker

Also appears in the source record as: Fausto Lima; Fausto Pereira Lima III

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIESeries 31Series 7
Registered states (14): California · Connecticut · Florida · Hawaii · Louisiana · Maine · Massachusetts · New Jersey · New York · Ohio · Pennsylvania · Rhode Island · Texas · Virginia
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2529072 contains one or more disclosure events as of Aug 20, 2026.

findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:

FINRA BrokerCheck ↗ · SEC IAPD ↗

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (7)

From the source registration record · current first

Morgan StanleyCurrent
Long Island City, NY · IA capacity

Nov 28, 2018 → present
Morgan Stanley
IA capacity

Jun 1, 2009 → Dec 31, 2016
Morgan Stanley & Co. Incorporated
BD capacity

Oct 17, 2007 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
IA capacity

Oct 17, 2007 → Jun 1, 2009
Citigroup Global Markets Inc.
BD capacity

Nov 12, 1999 → Oct 22, 2007
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Mar 29, 1996 → Dec 3, 1999
Nomura Securities International, Inc.
BD capacity

Oct 10, 1994 → Aug 4, 1995

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2529072 ↗ FINRA BrokerCheck record for CRD 2529072 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.