Lil Minton Mercer

CRD 2530167 · Captrust · Wilmington, NC

IA RegisteredBroker

Also appears in the source record as: Lillie Mercer; Lillie Minton Mercer

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (9): Series 65Series 63Series 10Series 9Series 99TOSIESeries 31Series 7Series 6
Registered states (1): North Carolina
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Captrust
Firm CRD: 175112
SEC number: 801-62193
Assets under management: $1.2T as of May 27, 2026
Website: www.linkedin.com/COMPANY/CAPTRUST ↗
Phone: 919-870-6822
Firm location: Raleigh, NC, 27609

Employment history (19)

From the source registration record · current first

Capfinancial Securities, LLC.Current
Wilmington, NC · BD capacity

Nov 8, 2022 → present
CaptrustCurrent
Wilmington, NC · IA capacity

Nov 8, 2022 → present
Hightower Securities, LLC
BD capacity

Oct 28, 2016 → Oct 28, 2022
Hightower Advisors, LLC
IA capacity

Oct 28, 2016 → Oct 28, 2022
Irongate Partners, Inc.
IA capacity

Jan 25, 2011 → Mar 21, 2017
Capital Investment Group, Inc.
BD capacity

Jul 23, 2012 → Oct 28, 2016
Triad Advisors, Inc.
BD capacity

Dec 2, 2010 → Jul 20, 2012
Lpl Financial Corporation
BD capacity

Oct 2, 2008 → Dec 22, 2010
Lpl Financial Corporation
IA capacity

Oct 2, 2008 → Dec 22, 2010
Raymond James Financial Services
IA capacity

Oct 13, 2006 → Oct 3, 2008
Raymond James Financial Services, Inc.
BD capacity

Oct 6, 2006 → Oct 3, 2008
Wachovia Securities, LLC
IA capacity

Jul 12, 2005 → Sep 5, 2006
Wachovia Securities, LLC
BD capacity

Jan 17, 2003 → Sep 5, 2006
Wachovia Securities, LLC
IA capacity

Jan 17, 2003 → Sep 12, 2003
Financial Network Investment Corporation
IA capacity

Dec 31, 2001 → Nov 11, 2002
Financial Network Investment Corporation
BD capacity

Mar 27, 1998 → Nov 11, 2002
Ids Life Insurance Company
BD capacity

Oct 1, 1997 → Apr 20, 1998
American Express Financial Advisors Inc.
BD capacity

Oct 1, 1997 → Apr 20, 1998
Princor Financial Services Corporation
BD capacity

Nov 21, 1994 → Oct 28, 1997

Source & corrections

Where this page comes from

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