Robert J Mullarkey

CRD 2530448 · Charles Schwab & Co., Inc. · Los Altos, CA

IA RegisteredBroker

Also appears in the source record as: Robert John Mullarkey

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 65Series 63
Registered states (19): Arizona · California · Colorado · Florida · Georgia · Hawaii · Illinois · Maryland · Massachusetts · Montana · Nevada · New Jersey · New York · Oregon · South Dakota · Texas · Utah · Washington · Wyoming
Years in the industry (source record): 30
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2530448 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (5)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Los Altos, CA · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Los Altos, CA · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Los Altos, CA · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, NY · BC capacity

Jun 29, 1995 → Oct 24, 1997
Bear, Stearns & Co. Inc.
New York, NY · BC capacity

Sep 21, 1994 → May 5, 1995

Source & corrections

Where this page comes from

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