James Nicholas Melton

CRD 2532039 · J.P. Morgan Securities LLC · New York, NY

Broker

Also appears in the source record as: Nick Melton

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Not registered in this capacity
Exams passed (5): Series 79TOSIESeries 7Series 24Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 27
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2532039 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (8)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
New York, NY · BC capacity

start not retrieved → present
Brown, Gibbons, Lang & Company Securities, LLC
New York, NY · BC capacity

Aug 7, 2023 → May 15, 2026
Rubicon Capital Advisors
New York, NY · BC capacity

Mar 22, 2021 → Dec 31, 2022
Greenhill & Co., LLC
New York, NY · BC capacity

Jul 12, 2018 → Jan 7, 2021
Rothschild Inc.
New York, NY · BC capacity

Nov 15, 2010 → Jun 26, 2018
Lazard Freres & Co. LLC
New York, NY · BC capacity

Apr 16, 2001 → Jun 4, 2010
Lehman Brothers Inc.
New York, NY · BC capacity

Feb 7, 1997 → May 9, 1997
J.P. Morgan Securities Inc.
New York, NY · BC capacity

Oct 4, 1994 → May 2, 1995

Source & corrections

Where this page comes from

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