Brian Joseph O'keefe

CRD 2532815 · J.P. Morgan Securities LLC · Katy, TX

IA RegisteredBroker

Also appears in the source record as: Brian Joseph Okeefe

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (10): Series 52TOSIESeries 7Series 6Series 4Series 53Series 24Series 51Series 26Series 66
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 28
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (12)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Katy, TX · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Katy, TX · BC capacity

start not retrieved → present
Next Financial Group, Inc.
Houston, TX · IA capacity

Apr 6, 2013 → Jun 22, 2021
Next Financial Group, Inc.
Houston, TX · BC capacity

Mar 25, 2013 → Jun 22, 2021
Pnc Investments
Wilmington, DE · IA capacity

Jan 10, 2012 → Oct 29, 2012
Pnc Investments
Wilmington, DE · BC capacity

Jan 9, 2012 → Oct 29, 2012
P.J. Robb Variable Corporation
Dresher, PA · BC capacity

Jul 1, 2009 → Aug 10, 2011
Cambridge Investment Research, Inc.
Doylestown, PA · BC capacity

Oct 7, 2008 → Apr 1, 2009
Capital Analysts, Incorporated
Radnor, PA · BC capacity

Nov 2, 2006 → Oct 9, 2007
Nationwide Securities, Inc.
Newark, DE · BC capacity

Sep 8, 2004 → Sep 7, 2006
1717 Capital Management Company
Newark, DE · BC capacity

Nov 13, 2002 → Sep 7, 2006
A I M Distributors, Inc.
Houston, TX · BC capacity

Oct 8, 1994 → Mar 28, 2002

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2532815 ↗ FINRA BrokerCheck record for CRD 2532815 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.