Troy M Broadbent

CRD 2534477 · J.P. Morgan Securities LLC · Baltimore, MD

IA RegisteredBroker

Also appears in the source record as: Troy Martin Broadbent; Troy Broadbent

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 7Series 6Series 26Series 65Series 63
Registered states (14): California · Connecticut · District Of Columbia · Florida · Georgia · Maryland · Massachusetts · New Jersey · New York · North Carolina · Ohio · Pennsylvania · Texas · Virginia
Years in the industry (source record): 30
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (18)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Baltimore, MD · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Baltimore, MD · BC capacity

start not retrieved → present
Kestra Advisory Services, LLC
Timonium, MD · IA capacity

Oct 27, 2023 → Feb 8, 2024
Kestra Investment Services, LLC
Timonium, MD · BC capacity

Oct 27, 2023 → Feb 8, 2024
Morgan Stanley
Washington, DC · IA capacity

Sep 5, 2023 → Oct 20, 2023
Morgan Stanley
Washington, DC · BC capacity

Jan 12, 2023 → Oct 20, 2023
E*trade Capital Management, LLC
Washington, DC · IA capacity

May 23, 2018 → Sep 5, 2023
E*trade Securities LLC
Washington, DC · BC capacity

May 14, 2018 → Sep 5, 2023
Pnc Investments
Baltimore, MD · IA capacity

Oct 9, 2013 → May 8, 2018
Pnc Investments
Baltimore, MD · BC capacity

Oct 9, 2013 → May 8, 2018
Suntrust Investment Services, Inc.
Parkville, MD · IA capacity

May 3, 2011 → Oct 3, 2013
Suntrust Investment Services, Inc.
Parkville, MD · BC capacity

May 3, 2011 → Oct 3, 2013
M&t Securities, Inc.
Baltimore, MD · IA capacity

Aug 1, 2005 → May 2, 2011
M&t Securities, Inc.
Baltimore, MD · BC capacity

Feb 9, 2005 → May 2, 2011
Wachovia Securities, LLC
St. Louis, MO · BC capacity

Oct 1, 2000 → Feb 7, 2005
First Union Brokerage Services, Inc.
Charlotte, NC · BC capacity

Jan 1, 1998 → Oct 1, 2000
Signet Financial Services,inc.
Charlotte, NC · BC capacity

May 16, 1996 → Jan 1, 1998
Pruco Securities Corporation
Newark, NJ · BC capacity

Oct 11, 1994 → Sep 28, 1995

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2534477 ↗ FINRA BrokerCheck record for CRD 2534477 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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