Ryan Main

CRD 2543162 · Morgan Stanley · Potomac, MD

IA RegisteredBroker

Also appears in the source record as: Ryan E Main; Ryan Eugene Main; Ryan Main

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (12): Series 66Series 65Series 63Series 53Series 10Series 9Series 4Series 24Series 52TOSIESeries 3Series 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (9)

From the source registration record · current first

Morgan StanleyCurrent
Potomac, MD · IA capacity

May 7, 2018 → present
Optionsxpress, Inc.
BD capacity

Jul 7, 2014 → Dec 19, 2017
Charles Schwab & Co., Inc.
BD capacity

Jan 6, 2017 → Dec 18, 2017
First Clearing, LLC
BD capacity

Jul 19, 2007 → Jun 24, 2014
Wells Fargo Advisors Financial Network, LLC
BD capacity

Apr 8, 2004 → Jun 24, 2014
Wells Fargo Advisors, LLC
BD capacity

Jun 10, 2002 → Jun 24, 2014
T. Rowe Price Investment Services, Inc.
BD capacity

Aug 11, 1997 → May 31, 2002
Wheat, First Securities, Inc.
BD capacity

Oct 22, 1996 → Mar 31, 1997
Olde Discount Corporation
BD capacity

Nov 7, 1994 → Jan 30, 1995

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2543162 ↗ FINRA BrokerCheck record for CRD 2543162 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.