Freeman Leung
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (5)
- Series 6TOSIESeries 7Series 66Series 63
- Registered states (19)
- Arizona · California · Colorado · Florida · Idaho · Illinois · Indiana · Michigan · Nevada · New York · North Carolina · Ohio · Oregon · Pennsylvania · Rhode Island · South Carolina · Texas · Utah · Washington
- Years in the industry (source record)
- 30
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 2547382 contains one or more disclosure events as of Aug 20, 2026.
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Current firm
From the firm record
- Firm
- J.P. Morgan Securities LLC
- Firm CRD
- 79
- SEC number
- 801-3702
- Assets under management
- $429.7B as of Jun 30, 2026
- Website
- wealthpartners.jpmorgan.com ↗
- Phone
- 800-999-2000
- Firm location
- New York, NY, 10017
Employment history (16)
From the source registration record · current first
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start not retrieved → present
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start not retrieved → present
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Lpl Financial LLCHuntington Beach, CA · IA capacityApr 18, 2016 → Jul 20, 2017
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Lpl Financial LLCHuntington Beach, CA · BC capacityApr 15, 2016 → Jul 20, 2017
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Kinecta Financial & Insurance Services, LLCWoodland Hills, CA · BC capacityJun 9, 2016 → Jul 14, 2017
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U.S. Bancorp Investments, Inc.Anaheim, CA · IA capacityJan 28, 2013 → Apr 22, 2016
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U.S. Bancorp Investments, Inc.Anaheim, CA · BC capacityJan 24, 2013 → Apr 22, 2016
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Hsbc Securities (USA) Inc.Los Angeles, CA · IA capacityFeb 23, 2011 → Jan 25, 2013
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Hsbc Securities (USA) Inc.Los Angeles, CA · BC capacityFeb 23, 2011 → Jan 25, 2013
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Merrill Lynch, Pierce, Fenner & Smith IncorporatedNewport Beach, CA · IA capacityOct 23, 2009 → Feb 16, 2011
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Merrill Lynch, Pierce, Fenner & Smith IncorporatedNewport Beach, CA · BC capacityOct 23, 2009 → Feb 16, 2011
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Banc Of America Investment Services, Inc.Huntington Beach, CA · IA capacityOct 1, 2002 → Oct 23, 2009
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Banc Of America Investment Services, Inc.Huntington Beach, CA · BC capacityMar 13, 2001 → Oct 23, 2009
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Ba Investment Services, Inc.Oakland, CA · BC capacityApr 24, 1997 → Jul 12, 1999
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Fidelity Brokerage Services, Inc.Smithfield, RI · BC capacitySep 18, 1995 → Feb 7, 1997
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National Financial Services CorporationBoston, MA · BC capacityOct 11, 1994 → Sep 21, 1995
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.