Richard Coronel

CRD 2551668 · Wells Fargo Advisors · Palm Desert, CA

IA RegisteredBroker

Also appears in the source record as: Richard Joseph Coronel

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 55Series 31Series 7Series 65Series 63
Registered states (22): Alaska · Arizona · California · Colorado · District Of Columbia · Florida · Georgia · Idaho · Michigan · Minnesota · Nebraska · Nevada · New Hampshire · New York · Ohio · Oklahoma · Oregon · Tennessee · Texas · Utah · Virginia · Washington
Years in the industry (source record): 27
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2551668 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (19)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Palm Desert, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Palm Desert, CA · BC capacity

start not retrieved → present
Bbva Wealth Solutions Inc.
Palm Springs, CA · IA capacity

Jun 4, 2013 → Nov 19, 2020
Bbva Securities Inc.
Palm Desert, CA · BC capacity

Jun 3, 2013 → Nov 19, 2020
U.S. Bancorp Investments, Inc.
Palm Springs, CA · IA capacity

May 26, 2010 → Apr 22, 2013
U.S. Bancorp Investments, Inc.
Palm Springs, CA · BC capacity

May 25, 2010 → Apr 22, 2013
Chase Investment Services Corp.
Palm Springs, CA · IA capacity

May 2, 2009 → May 13, 2010
Chase Investment Services Corp.
Palm Springs, CA · BC capacity

May 2, 2009 → May 13, 2010
Wamu Investments, Inc.
Desert Hot Springs, CA · IA capacity

May 21, 2007 → May 2, 2009
Wamu Investments, Inc.
Desert Hot Springs, CA · BC capacity

May 21, 2007 → May 2, 2009
Hold Brothers On-Line Investment Services L.L.C.
New York, NY · BC capacity

Nov 20, 2003 → May 23, 2007
Worldco, L.L.C.
New York, NY · BC capacity

Oct 16, 2002 → Oct 21, 2003
San Francisco Securities, Inc.
Canoga Park, CA · BC capacity

May 15, 2002 → Oct 16, 2002
Zone Trading Partners, LLC
Austin, TX · BC capacity

Nov 14, 2001 → Apr 26, 2002
Aura Financial Services, Inc.
Birmingham, AL · BC capacity

Apr 12, 2001 → Aug 16, 2001
First Options Of Chicago, Inc.
Chicago, IL · BC capacity

Dec 23, 1998 → Apr 23, 1999
Preferred Capital Markets, Inc.
San Francisco, CA · BC capacity

Sep 26, 1997 → Apr 21, 1998
Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, NY · BC capacity

Jul 31, 1995 → Aug 28, 1996
M.L. Stern & Co. Inc.
Beverly Hills, CA · BC capacity

Dec 7, 1994 → Jul 12, 1995

Source & corrections

Where this page comes from

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