Kirsten Monika Cody
Also appears in the source record as: Kirsten Monika Elder
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Not registered in this capacity
- Exams passed (8)
- Series 52TOSIESeries 7Series 27Series 53Series 24Series 4Series 63
- Registered states (1)
- Missouri
- Years in the industry (source record)
- 28
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 2552959 contains one or more disclosure events as of Aug 20, 2026.
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Current firm
From the firm record
- Firm
- Wells Fargo Advisors
- Firm CRD
- 19616
- SEC number
- 801-37967
- Assets under management
- $671.4B as of Jun 23, 2026
- Website
- www.twitter.com/WFINVESTING ↗
- Phone
- 314-875-3000
- Firm location
- St. Louis, MO, 63103-2205
Employment history (6)
From the source registration record · current first
-
start not retrieved → present
-
Stifel, Nicolaus & Company, IncorporatedSt. Louis, MO · BC capacitySep 8, 2010 → Sep 30, 2014
-
Patrick Capital Markets, LLCSt Louis, MO · BC capacityMay 20, 2009 → Sep 10, 2010
-
Saxony Securities, Inc.St. Louis, MO · BC capacityMar 7, 2005 → Sep 10, 2010
-
Clearing Services Of America, Inc.St. Louis, MO · BC capacityJan 4, 2000 → Sep 4, 2003
-
Mercantile Investment Services, Inc.St. Louis, MO · BC capacityMay 27, 1998 → Dec 31, 1999
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.