David Speiser
Also appears in the source record as: David Brian Speiser
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (5)
- SIESeries 31Series 7Series 65Series 63
- Registered states (17)
- Arizona · California · Colorado · Connecticut · District Of Columbia · Florida · Georgia · Illinois · Massachusetts · New Jersey · New York · North Carolina · Pennsylvania · Texas · Utah · Vermont · Virginia
- Years in the industry (source record)
- 30
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 2554981 contains one or more disclosure events as of Aug 20, 2026.
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Current firm
From the firm record
- Firm
- J.P. Morgan Securities LLC
- Firm CRD
- 79
- SEC number
- 801-3702
- Assets under management
- $429.7B as of Jun 30, 2026
- Website
- wealthpartners.jpmorgan.com ↗
- Phone
- 800-999-2000
- Firm location
- New York, NY, 10017
Employment history (11)
From the source registration record · current first
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start not retrieved → present
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start not retrieved → present
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Chase Investment Services Corp.New York, NY · IA capacityApr 2, 2009 → Oct 1, 2012
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Chase Investment Services Corp.New York, NY · BC capacityMar 18, 2009 → Oct 1, 2012
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Citigroup Global Markets Inc.New York, NY · IA capacityMay 29, 2007 → Apr 1, 2009
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Citigroup Global Markets Inc.New York, NY · BC capacityMay 29, 2007 → Apr 1, 2009
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Citicorp Investment ServicesNew York, NY · IA capacityDec 7, 2004 → May 29, 2007
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Citicorp Investment ServicesNew York, NY · BC capacityJan 3, 2003 → May 29, 2007
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Morgan Stanley Dw Inc.Purchase, NY · BC capacityJan 1, 1998 → Dec 4, 2002
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First Metropolitan Securities, Inc.New York, NY · BC capacityFeb 15, 1996 → Mar 5, 1996
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Kidder, Peabody & Co. IncorporatedNew York, NY · BC capacityJan 20, 1995 → Jul 5, 1995
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.