Maurice Storch

CRD 2555824 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Walnut Creek, CA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIESeries 3Series 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 31
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2555824 contains one or more disclosure events as of Aug 20, 2026.

findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:

FINRA BrokerCheck ↗ · SEC IAPD ↗

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (11)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Danville, CA · IA capacity

Sep 28, 2017 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Walnut Creek, CA · BC capacity

start not retrieved → present
J.P. Morgan Securities LLC
IA capacity

Mar 23, 2009 → Oct 3, 2017
J.P. Morgan Securities LLC
BD capacity

Mar 20, 2009 → Oct 3, 2017
Ubs Financial Services Inc.
BD capacity

May 23, 2003 → Apr 2, 2009
Ubs Financial Services Inc.
IA capacity

May 23, 2003 → Apr 2, 2009
Citigroup Global Markets Inc.
IA capacity

Mar 27, 2003 → Jun 3, 2003
Citigroup Global Markets Inc.
BD capacity

Apr 2, 2001 → Jun 3, 2003
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Aug 29, 1997 → Jul 7, 2000
Bear, Stearns & Co. Inc.
BD capacity

Jul 7, 1995 → Aug 22, 1997
Fasco International, Inc.
BD capacity

Feb 15, 1995 → Jun 1, 1995

Source & corrections

Where this page comes from

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