Annterese Toth

CRD 2558291 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Rancho Santa Fe, CA

IA RegisteredBroker

Also appears in the source record as: Annterese Pezzullo

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 65Series 63Series 9SIESeries 31Series 7Series 6
Registered states (45): Alabama · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oregon · Pennsylvania · Puerto Rico · South Carolina · South Dakota · Tennessee · Texas · Utah · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2558291 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (8)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Rancho Santa Fe, CA · IA capacity

Oct 23, 2009 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Rancho Santa Fe, CA · BC capacity

start not retrieved → present
Banc Of America Investment Services, Inc.
BD capacity

Nov 14, 2003 → Oct 23, 2009
Banc Of America Investment Services, Inc.
IA capacity

Nov 14, 2003 → Oct 23, 2009
Morgan Stanley
IA capacity

Jul 5, 2001 → Nov 20, 2003
Morgan Stanley Dw Inc.
BD capacity

Jun 21, 2001 → Nov 20, 2003
Wells Fargo Investments, LLC
BD capacity

May 2, 2001 → Jul 6, 2001
Wells Fargo Securities Inc.
BD capacity

Nov 8, 1994 → May 2, 2001

Source & corrections

Where this page comes from

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