Daniel E Maldonado Mercado

CRD 2561190 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Alpharetta, GA

IA RegisteredBroker

Also appears in the source record as: Daniel E Maldonado; Daniel Enrique Maldonado; Daniel Enrique Maldonadomercado

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (9): Series 66Series 65Series 63Series 10Series 9Series 8SIESeries 7Series 6
Registered states (17): California · Florida · Georgia · Hawaii · Indiana · Massachusetts · Michigan · Minnesota · New Jersey · New York · Pennsylvania · Puerto Rico · Tennessee · Texas · Virgin Islands · Virginia · Washington
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2561190 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (8)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Alpharetta, GA · IA capacity

Aug 12, 2011 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Alpharetta, GA · BC capacity

start not retrieved → present
Wells Fargo Advisors, LLC
IA capacity

May 3, 2011 → Aug 2, 2011
Wells Fargo Advisors, LLC
BD capacity

Apr 9, 2009 → Aug 2, 2011
Ubs Financial Services Incorporated Of Puerto Rico
BD capacity

Jan 22, 2003 → Apr 22, 2009
Ubs Financial Services Inc.
BD capacity

Jan 22, 2003 → Apr 22, 2009
Salomon Smith Barney Inc.
BD capacity

Dec 24, 1996 → Jan 30, 2003
Pfs Investments Inc.
BD capacity

Dec 7, 1994 → Jan 22, 1997

Source & corrections

Where this page comes from

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