Terry Wayne Swagerty

CRD 2564215 · Morgan Stanley · Dallas, TX

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 65Series 63Series 9Series 24SIESeries 7Series 6
Registered states (1): Texas
Years in the industry (source record): 30
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2564215 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (10)

From the source registration record · current first

Morgan StanleyCurrent
Dallas, TX · IA capacity

Aug 17, 2015 → present
First Trust Advisors LP
IA capacity

Apr 6, 2011 → Sep 12, 2014
First Trust Portfolios L.P.
BD capacity

Oct 31, 2006 → Sep 12, 2014
Wm Funds Distributor, Inc.
BD capacity

Nov 2, 2005 → Nov 6, 2006
Aig Sunamerica Capital Services, Inc.
BD capacity

Jan 31, 2005 → Oct 31, 2005
Wm Funds Distributor, Inc.
BD capacity

Oct 11, 2001 → Mar 1, 2005
Pfs Investments Inc.
BD capacity

Feb 9, 2000 → Sep 14, 2001
Cal Fed Investments
BD capacity

Nov 5, 1996 → Jul 30, 1999
Bzw Barclays Global Investors Services
BD capacity

Sep 18, 1996 → Oct 2, 1996
H.D. Vest Investment Securities, Inc.
BD capacity

Jan 11, 1996 → Jun 25, 1996

Source & corrections

Where this page comes from

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