Daniel Roy Owens

CRD 2565348 · Wells Fargo Advisors · San Jose, CA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 66Series 63
Registered states (10): Arizona · California · Colorado · Louisiana · Nevada · New Mexico · North Carolina · Oregon · South Carolina · Utah
Years in the industry (source record): 31
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2565348 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (13)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
San Jose, CA · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
San Jose, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
San Jose, CA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
San Jose, CA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
San Jose, CA · IA capacity

start not retrieved → present
Wells Fargo Investments, LLC
San Jose, CA · IA capacity

Jan 29, 2010 → Jan 3, 2011
Wells Fargo Investments, LLC
San Jose, CA · BC capacity

Jan 29, 2010 → Jan 3, 2011
Citigroup Global Markets Inc.
San Jose, CA · IA capacity

May 29, 2007 → Feb 11, 2010
Citigroup Global Markets Inc.
San Jose, CA · BC capacity

May 29, 2007 → Feb 11, 2010
Citicorp Investment Services
San Jose, CA · IA capacity

Jan 3, 2005 → May 29, 2007
Citicorp Investment Services
San Jose, CA · BC capacity

Feb 5, 2003 → May 29, 2007
Cal Fed Investments
Sacramento, CA · BC capacity

Jan 31, 1997 → Feb 5, 2003
Invest Financial Corporation
Appleton, WI · BC capacity

Mar 2, 1995 → Jan 31, 1997

Source & corrections

Where this page comes from

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