Ann Bolton

CRD 2567132 · Wells Fargo Advisors · St. Louis, MO

IA RegisteredBroker

Also appears in the source record as: Ann Ruth Bolton; Ann R Jackson

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 99TOSIESeries 31Series 7Series 9Series 10Series 66Series 63
Registered states (2): Georgia · Texas
Years in the industry (source record): 28
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 11025
SEC number: 801-57434
Assets under management: $252.3B as of Jun 3, 2026
Website: stories.wf.com ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (15)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Fayetteville, GA · BC capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
St. Louis, MO · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Newnan, GA · IA capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
Fayetteville, GA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Fayetteville, GA · IA capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
St. Louis, MO · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Newnan, GA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Fayetteville, GA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Fayetteville, GA · IA capacity

start not retrieved → present
Ubs Financial Services Inc.
Charlotte, NC · IA capacity

Feb 1, 2006 → Jun 15, 2012
Ubs Financial Services Inc.
Charlotte, NC · BC capacity

Sep 30, 2004 → Jun 15, 2012
Morgan Keegan & Company, Inc.
Memphis, TN · BC capacity

Sep 13, 2002 → Sep 14, 2004
A. G. Edwards & Sons, Inc.
St. Louis, MO · BC capacity

Feb 16, 1999 → Aug 22, 2002
Invest Financial Corporation
Appleton, WI · BC capacity

Jul 2, 1998 → Feb 18, 1999
Deposit Guaranty Investments, Inc.
BC capacity

Jul 29, 1997 → Jul 8, 1998

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2567132 ↗ FINRA BrokerCheck record for CRD 2567132 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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