Steven Craig Newcomb

CRD 2567148 · Captrust · Tampa, FL

IA RegisteredBroker

Also appears in the source record as: Craig Newcomb

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (10): Series 66Series 65Series 63Series 24Series 10Series 9SIESeries 31Series 7Series 6
Registered states (2): Florida · North Carolina
Years in the industry (source record): 31
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Captrust
Firm CRD: 175112
SEC number: 801-62193
Assets under management: $1.2T as of May 27, 2026
Website: www.linkedin.com/COMPANY/CAPTRUST ↗
Phone: 919-870-6822
Firm location: Raleigh, NC, 27609

Employment history (13)

From the source registration record · current first

CaptrustCurrent
Tampa, FL · IA capacity

Jun 8, 2026 → present
Capfinancial Securities, LLC.Current
Tampa, FL · BD capacity

Apr 19, 2026 → present
Truist Advisory Services, Inc.
IA capacity

May 19, 2022 → Apr 20, 2026
Truist Investment Services, Inc.
BD capacity

Dec 22, 2021 → Apr 20, 2026
Raymond James Financial Services Advisors, Inc
IA capacity

Jul 27, 2017 → Oct 31, 2019
Raymond James Financial Services, Inc.
BD capacity

Jul 13, 2017 → Oct 31, 2019
Raymond James & Associates, Inc.
IA capacity

Oct 14, 2016 → Jul 11, 2017
Raymond James & Associates, Inc.
BD capacity

Oct 13, 2016 → Jul 11, 2017
Morgan Stanley
IA capacity

May 20, 2010 → Mar 4, 2016
Morgan Stanley
BD capacity

Jan 15, 2010 → Mar 4, 2016
E*trade Securities LLC
BD capacity

Feb 13, 2006 → Apr 24, 2009
Brownco, LLC
BD capacity

Feb 5, 2001 → May 8, 2006
T. Rowe Price Investment Services, Inc.
BD capacity

Feb 6, 1995 → Feb 7, 2001

Source & corrections

Where this page comes from

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