Katherine Nile Baum

CRD 2569126 · Morgan Stanley · Pittsburgh, PA

IA RegisteredBroker

Also appears in the source record as: Katherine Creedon; Katherine Moyers

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIESeries 7Series 6
Registered states (40): Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Idaho · Illinois · Indiana · Iowa · Kentucky · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Utah · Virginia · Washington · West Virginia
Years in the industry (source record): 30
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (7)

From the source registration record · current first

Morgan StanleyCurrent
Pittsburgh, PA · IA capacity

Jul 16, 2017 → present
Muhlenkamp & Co Inc
IA capacity

Jan 28, 2008 → May 9, 2017
Quasar Distributors, LLC
BD capacity

Jan 16, 2008 → Mar 31, 2017
Northwestern Mutual Investment Services, LLC
BD capacity

Aug 26, 2005 → Aug 16, 2007
State Farm Vp Management Corp.
BD capacity

Nov 5, 2004 → Mar 3, 2005
Prudential Securities Incorporated
BD capacity

Nov 4, 1996 → Nov 13, 1997
First Of Michigan Corporation
BD capacity

Jan 23, 1996 → Oct 2, 1996

Source & corrections

Where this page comes from

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