Jeffery Mingo

CRD 2570691 · Fidelity Brokerage Services LLC · Smithfield, RI

IA RegisteredBroker

Also appears in the source record as: Jeffery Allen Mingo; Jeff Mingo; Jeffery Mingo

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 7Series 6Series 24Series 65Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 28
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (13)

From the source registration record · current first

Strategic Advisers LLCCurrent
Huntersville, NC · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
Smithfield, RI · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
Jacksonville, FL · IA capacity

Feb 9, 2022 → Mar 31, 2025
Robinhood Financial, LLC
Charlotte, NC · BC capacity

Oct 27, 2021 → Dec 22, 2021
Vanguard Advisers, Inc.
Charlotte, NC · IA capacity

Feb 16, 2021 → Nov 2, 2021
Vanguard Marketing Corporation
Charlotte, NC · BC capacity

Feb 16, 2021 → Nov 2, 2021
Mml Investors Services, LLC
Charlotte, NC · IA capacity

Feb 3, 2020 → Jun 18, 2020
Mml Investors Services, LLC
Charlotte, NC · BC capacity

Nov 25, 2019 → Jun 18, 2020
Advice And Planning Services
Charlotte, NC · IA capacity

Feb 22, 2008 → Aug 7, 2019
Tiaa-Cref Individual & Institutional Services, LLC
Charlotte, NC · BC capacity

Jul 9, 2001 → Aug 7, 2019
Banc Of America Investment Services, Inc.
Boston, MA · BC capacity

Mar 9, 1999 → Apr 6, 2000
Bb&t Investment Services, Inc.
Charlotte, NC · BC capacity

May 4, 1998 → Aug 19, 1998
First Investors Corporation
Edison, NJ · BC capacity

Mar 10, 1995 → Jun 7, 1995

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2570691 ↗ FINRA BrokerCheck record for CRD 2570691 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.