Barry Elijah Womble
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (4)
- SIESeries 7Series 65Series 63
- Registered states (29)
- Alabama · Arizona · Arkansas · California · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Illinois · Indiana · Maine · Maryland · Massachusetts · Michigan · Nevada · New York · North Carolina · Ohio · Pennsylvania · South Carolina · Tennessee · Texas · Vermont · Virginia · Washington · West Virginia · Wisconsin
- Years in the industry (source record)
- 19
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Wells Fargo Advisors
- Firm CRD
- 19616
- SEC number
- 801-37967
- Assets under management
- $671.4B as of Jun 23, 2026
- Website
- www.twitter.com/WFINVESTING ↗
- Phone
- 314-875-3000
- Firm location
- St. Louis, MO, 63103-2205
Employment history (22)
From the source registration record · current first
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start not retrieved → present
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start not retrieved → present
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Capital One Advisors, LLCArlington, VA · IA capacitySep 9, 2016 → Aug 13, 2018
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Capital One Investing, LLCMclean, VA · BC capacitySep 9, 2016 → Aug 13, 2018
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Merrill Lynch, Pierce, Fenner & Smith IncorporatedAnnandale, VA · IA capacityFeb 5, 2016 → Sep 6, 2016
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Merrill Lynch, Pierce, Fenner & Smith IncorporatedAnnandale, VA · BC capacityFeb 5, 2016 → Sep 6, 2016
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Pnc InvestmentsWashington, DC · IA capacityAug 27, 2015 → Jan 12, 2016
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Pnc InvestmentsWashington, DC · BC capacityJun 18, 2015 → Jan 12, 2016
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Vanguard Marketing CorporationMalvern, PA · BC capacityJun 9, 2014 → Mar 20, 2015
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Mml Investors Services, Inc.Vienna, VA · IA capacityDec 22, 2009 → Feb 25, 2010
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Mml Investors Services, Inc.Vienna, VA · BC capacityDec 18, 2009 → Feb 25, 2010
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Uvest Financial Services Group, Inc.Charlotte, NC · IA capacitySep 12, 2006 → Dec 31, 2007
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Uvest Financial Services Group, Inc.Charlotte, NC · BC capacitySep 12, 2006 → Dec 31, 2007
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Icma Retirement CorpWashington, DC · IA capacityOct 10, 2005 → Sep 19, 2006
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Icma-Rc Services, LLCWashington, DC · BC capacitySep 14, 2004 → Sep 19, 2006
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Ubs Financial Services Inc.Washington, DC · IA capacityJun 13, 2002 → Jul 21, 2003
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Ubs Financial Services Inc.Weehawken, NJ · BC capacityJun 13, 2002 → Jul 21, 2003
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Suntrust Securities, Inc.Atlanta, GA · BC capacityMay 3, 2001 → Jun 12, 2002
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Quick & Reilly, Inc.New York, NY · BC capacityApr 18, 2001 → May 21, 2001
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Bny Investment Center Inc.New York, NY · BC capacityFeb 22, 2000 → Mar 20, 2001
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First Union Brokerage Services, Inc.Charlotte, NC · BC capacityJul 8, 1999 → Feb 22, 2000
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Cantor Fitzgerald SecuritiesNew York, NY · BC capacityMar 3, 1999 → Jun 25, 1999
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.