David R. Tremblay

CRD 2572727 · Fidelity Brokerage Services LLC · Littleton, MA

IA RegisteredBroker

Also appears in the source record as: David Robert Tremblay

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 65Series 63Series 26SIESeries 7Series 6
Registered states (17): Arizona · Connecticut · Florida · Illinois · Maine · Massachusetts · New Hampshire · New York · North Carolina · Oklahoma · Pennsylvania · Rhode Island · Texas · Vermont · Virginia · Washington · West Virginia
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (13)

From the source registration record · current first

Strategic Advisers LLCCurrent
Andover, MA · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Andover, MA · BD capacity

Jun 2, 2014 → present
Fidelity Brokerage Services LLCCurrent
Littleton, MA · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Jul 13, 2018 → Mar 31, 2025
Strategic Advisers LLC
IA capacity

Jun 3, 2014 → Jul 13, 2018
Santander Securities
IA capacity

Dec 18, 2013 → May 23, 2014
Santander Securities LLC
BD capacity

Sep 19, 2012 → May 23, 2014
Lpl Financial LLC
BD capacity

Feb 16, 2012 → Sep 19, 2012
Nylife Securities LLC
BD capacity

Jan 13, 2010 → Feb 14, 2012
Fidelity Brokerage Services LLC
BD capacity

Nov 7, 2005 → Dec 22, 2008
New England Securities
BD capacity

Dec 12, 2001 → Nov 7, 2003
Allmerica Investments, Inc.
BD capacity

Sep 22, 1998 → Feb 29, 2000
Aetna Investment Services, Inc.
BD capacity

Dec 23, 1994 → Jun 12, 1998

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2572727 ↗ FINRA BrokerCheck record for CRD 2572727 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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