Patrick Moore
Also appears in the source record as: Patrick Joseph Moore
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (6)
- Series 63Series 65SIESeries 6Series 31Series 7
- Registered states (16)
- Arizona · California · Connecticut · Florida · Idaho · Illinois · Indiana · Massachusetts · Montana · Nevada · New Mexico · New York · Oregon · Texas · Virginia · Washington
- Years in the industry (source record)
- 31
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Edward Jones
- Firm CRD
- 250
- SEC number
- 801-3297
- Assets under management
- $1.0T as of Jun 29, 2026
- Website
- www.twitter.com/EDWARDJONES ↗
- Phone
- 314-515-2000
- Firm location
- St. Louis, MO, 63131
Employment history (13)
From the source registration record · current first
-
Apr 13, 2020 → present
-
start not retrieved → present
-
J.P. Morgan Securities LLCBD capacityFeb 10, 2016 → Aug 8, 2017
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Wells Fargo Advisors, LLCBD capacityAug 4, 2014 → Apr 28, 2015
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Country Capital Management CompanyBD capacityOct 10, 2012 → Jun 19, 2013
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Allstate Financial Services, LLCBD capacitySep 20, 2005 → Nov 20, 2009
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Wm Financial Services, Inc.BD capacityMay 8, 2002 → Aug 5, 2005
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Mcdonald Investments Inc.BD capacityJun 18, 2001 → Apr 3, 2002
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Dain Rauscher IncorporatedBD capacityAug 3, 2000 → Jul 6, 2001
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Wm Financial Services, Inc.BD capacityJun 23, 1999 → Aug 15, 2000
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Wells Fargo Securities Inc.BD capacityOct 2, 1997 → Jul 2, 1999
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Dean Witter Reynolds Inc.BD capacityAug 6, 1996 → Oct 29, 1997
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U.S. Bancorp SecuritiesBD capacityMar 15, 1995 → Jul 12, 1996
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.