Eleanor Cecilia Schnell
Also appears in the source record as: Eleanor Cecilia Wykpisz
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (4)
- Series 65Series 63SIESeries 7
- Registered states (28)
- Alabama · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Indiana · Iowa · Maryland · Massachusetts · Minnesota · Nebraska · New Jersey · New York · North Carolina · Ohio · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Virginia · Washington
- Years in the industry (source record)
- 31
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Firm CRD
- 7691
- SEC number
- 801-14235
- Assets under management
- $1.8T as of Jun 29, 2026
- Website
- www.merrilledge.com/GUIDED-INVESTING ↗
- Phone
- 800-637-7455
- Firm location
- New York, NY, 10036
Employment history (11)
From the source registration record · current first
-
Nov 16, 2012 → present
-
start not retrieved → present
-
Morgan StanleyBD capacityJun 1, 2009 → Nov 20, 2012
-
Morgan StanleyIA capacityJun 1, 2009 → Nov 20, 2012
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Citigroup Global Markets Inc.IA capacityNov 16, 2000 → Jun 1, 2009
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Citigroup Global Markets Inc.BD capacityNov 15, 2000 → Jun 1, 2009
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Gruntal & Co., L.L.C.BD capacityNov 26, 1996 → Nov 20, 2000
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Joseph Charles & Assoc., Inc.BD capacityJun 7, 1995 → Dec 9, 1996
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Barron Chase Securities, Inc.BD capacityApr 25, 1995 → Jun 7, 1995
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Paragon Capital CorporationBD capacityApr 11, 1995 → May 4, 1995
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Paragon Capital CorporationBD capacityMar 15, 1995 → Mar 20, 1995
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.