Kevin P Mcculloch

CRD 2581624 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Greenwich, CT

IA RegisteredBroker

Also appears in the source record as: Kevin Patrick Mcculloch

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 57TOSIESeries 31Series 55Series 7Series 66Series 65Series 63
Registered states (22): Arizona · California · Colorado · Connecticut · District Of Columbia · Florida · Georgia · Indiana · Maryland · Massachusetts · Minnesota · New Hampshire · New Jersey · New York · Ohio · Pennsylvania · Rhode Island · South Carolina · Texas · Utah · Vermont · Virginia
Years in the industry (source record): 31
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2581624 contains one or more disclosure events as of Aug 20, 2026.

findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (8)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Greenwich, CT · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Greenwich, CT · BC capacity

start not retrieved → present
Ubs Financial Services Inc.
Stamford, CT · IA capacity

Oct 29, 2002 → Jan 23, 2007
Ubs Financial Services Inc.
Stamford, CT · BC capacity

Sep 24, 2001 → Jan 23, 2007
Am Capital LLC
New York, NY · BC capacity

Apr 12, 1999 → Sep 10, 2001
Warburg Dillon Read LLC
New York, NY · BC capacity

Jun 29, 1998 → Mar 30, 1999
Sbc Warburg Dillon Read Inc.
Stamford, CT · BC capacity

Jun 1, 1998 → Jun 29, 1998
Prime Charter Ltd.
New York, NY · BC capacity

Feb 24, 1995 → Aug 21, 1995

Source & corrections

Where this page comes from

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