Lauren Marie Vitale
Also appears in the source record as: Lauren Marie Holden
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (6)
- Series 65Series 63Series 57TOSIESeries 55Series 7
- Registered states (41)
- Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Utah · Vermont · Virginia · West Virginia · Wisconsin
- Years in the industry (source record)
- 31
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (8)
From the source registration record · current first
-
Mar 16, 2017 → present
-
Citigroup Global Markets Inc.BD capacityAug 27, 2007 → Jun 1, 2009
-
Wachovia Securities, LLCBD capacitySep 11, 2006 → Sep 12, 2007
-
Brokerageamerica, LLCBD capacityJun 18, 2002 → Mar 29, 2005
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Ndb Capital Markets, LPBD capacityJul 5, 2001 → Jun 27, 2002
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Schwab Capital Markets L.P.BD capacitySep 29, 1998 → Jul 5, 2001
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Sherwood Securities Corp.BD capacityAug 30, 1995 → Sep 9, 1998
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Carlin Equities Corp.BD capacityMay 15, 1995 → Aug 22, 1995
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.