Paula K. Earll
Also appears in the source record as: Paula Kay Earle; Paula Kay Earll; Paula Kay Thomas
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (5)
- SIESeries 7Series 26Series 63Series 65
- Registered states (27)
- Alabama · Arizona · California · Colorado · Connecticut · Florida · Georgia · Illinois · Indiana · Kentucky · Louisiana · Maryland · Michigan · New Jersey · New York · North Carolina · Ohio · Oklahoma · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Virginia · Washington · Wisconsin
- Years in the industry (source record)
- 29
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 2590956 contains one or more disclosure events as of Aug 20, 2026.
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Current firm
From the firm record
- Firm
- J.P. Morgan Securities LLC
- Firm CRD
- 79
- SEC number
- 801-3702
- Assets under management
- $429.7B as of Jun 30, 2026
- Website
- wealthpartners.jpmorgan.com ↗
- Phone
- 800-999-2000
- Firm location
- New York, NY, 10017
Employment history (16)
From the source registration record · current first
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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Chase Investment Services Corp.Wellington, FL · IA capacitySep 5, 2012 → Oct 1, 2012
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Chase Investment Services Corp.Wellington, FL · BC capacityAug 29, 2012 → Oct 1, 2012
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Lpl Financial LLCPalm City, FL · IA capacityAug 2, 2010 → Jul 11, 2012
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Lpl Financial LLCPalm City, FL · BC capacityJul 27, 2010 → Jul 11, 2012
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Pnc InvestmentsPort St. Lucie, FL · IA capacityNov 13, 2009 → Jul 26, 2010
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Pnc InvestmentsPort St. Lucie, FL · BC capacityNov 13, 2009 → Jul 26, 2010
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Natcity Investments, Inc.Port St. Lucie, FL · IA capacityOct 18, 2007 → Nov 13, 2009
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Natcity Investments, Inc.Port St. Lucie, FL · BC capacityOct 18, 2007 → Nov 13, 2009
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Axa Advisors, LLCPort St. Lucie, FL · IA capacityJul 25, 2003 → Aug 25, 2006
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Axa Advisors, LLCPort St. Lucie, FL · BC capacityJul 17, 2003 → Aug 25, 2006
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A. G. Edwards & Sons, Inc.Stuart, FL · IA capacityMar 27, 2000 → Oct 18, 2002
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A. G. Edwards & Sons, Inc.St. Louis, MO · BC capacityMar 27, 2000 → Oct 18, 2002
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Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, NY · BC capacityApr 11, 1995 → Mar 31, 2000
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.