Frank Paul Hellriegel
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (6)
- SIESeries 31Series 7Series 66Series 65Series 63
- Registered states (8)
- Florida · Georgia · Maryland · Michigan · Minnesota · New Jersey · New York · Texas
- Years in the industry (source record)
- 30
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 2591141 contains one or more disclosure events as of Aug 20, 2026.
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Current firm
From the firm record
- Firm
- Wells Fargo Advisors
- Firm CRD
- 19616
- SEC number
- 801-37967
- Assets under management
- $671.4B as of Jun 23, 2026
- Website
- www.twitter.com/WFINVESTING ↗
- Phone
- 314-875-3000
- Firm location
- St. Louis, MO, 63103-2205
Employment history (8)
From the source registration record · current first
-
start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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Pnc InvestmentsRed Bank, NJ · IA capacityFeb 5, 2009 → Apr 17, 2018
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Pnc InvestmentsRed Bank, NJ · BC capacityFeb 2, 2009 → Apr 17, 2018
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Morgan StanleyMorristown, NJ · IA capacityJun 14, 2002 → Aug 17, 2005
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Morgan Stanley Dw Inc.Purchase, NY · BC capacityApr 25, 1997 → Aug 17, 2005
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Smith Barney Inc.New York, NY · BC capacityDec 14, 1995 → May 1, 1997
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.